SEC Form 4 · accession 0001437749-26-031259
CATHAY GENERAL BANCORP · CATY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Albert Sun
Officer — EVP, Chief Credit Officer
Period of report
Sep 25, 2026
Accepted (ET)
Sep 25, 2026 · 7:38 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000861842
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 25, 2026 | M | 1,417 | $0.00 | A | 1,417 | D | |
| Common Stock | Sep 25, 2026 | F | 457 | $61.45 | D | 960 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Sep 25, 2026 | M | 1,417 | D | — | — | Common Stock | 1,417 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.
- F2The Reporting Person previously reported the award of 1,417 restricted stock units, on Form 3 filed January 8, 2024. All of the restricted stock units were vested on September 25, 2026.