SEC Form 4 · accession 0001437749-26-027396
CATHAY GENERAL BANCORP · CATY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Sun
Director
Period of report
Aug 10, 2026
Accepted (ET)
Aug 12, 2026 · 5:37 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000861842
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 10, 2026 | S | 3,000 | $63.09 | D | 2,800 | I | by RIS Family Limited Partnership |
| Common Stock | holding | — | — | — | 4,200 | I | By Ivy Sun Separate Trust | |
| Common Stock | holding | — | — | — | 1,800 | I | by Lin-Chih Corporation | |
| Common Stock | holding | — | — | — | 1,100 | I | By spouse | |
| Common Stock | holding | — | — | — | 1,600 | I | by Michael Sun Trust | |
| Common Stock | holding | — | — | — | 1,000 | D | ||
| Common Stock | holding | — | — | — | 6,340 | I | By Sun Trust | |
| Common Stock | holding | — | — | — | 2,315 | I | By JKLM Limited Partnership |
Table II — derivative securities
No Table II lines on this filing.