SEC Form 4 · accession 0001437749-26-024923
CATHAY GENERAL BANCORP · CATY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas M. Lo
Officer — EVP, Chief Admin Officer
Period of report
Jul 27, 2026
Accepted (ET)
Jul 29, 2026 · 8:52 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000861842
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 27, 2026 | M | 2,896 | $0.00 | A | 4,896 | D | |
| Common Stock | Jul 27, 2026 | F | 934 | $62.56 | D | 3,962 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jul 27, 2026 | M | 2,896 | D | — | — | Common Stock | 2,896 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.
- F2The reporting person previously reported the award of 2,896 shares of restricted stock units on Form 3 filed January 25, 2024. All of these restricted stock units vested on July 27, 2026.