SEC Form 4 · accession 0001437749-26-022194
CATHAY GENERAL BANCORP · CATY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas M. Lo
Officer — EVP, Chief Admin Officer
Period of report
Jun 26, 2026
Accepted (ET)
Jun 30, 2026 · 7:21 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000861842
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 2,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jun 26, 2026 | A | 1,611 | A | — | — | Common Stock | 1,611 | 1,611 | D |
Explanation of responses
- F1Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.
- F2These restricted stock units are scheduled to fully vest on June 26, 2029, or earlier in the event of death, disability, retirement, or change in control.