SEC Form 4 · accession 0001437749-26-019885
CATHAY GENERAL BANCORP · CATY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony M Tang
Officer — Vice Chairman · Director
Period of report
Jun 4, 2026
Accepted (ET)
Jun 8, 2026 · 7:43 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000861842
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jun 4, 2026 | S | 10,000 | $58.1633 | D | 167,876 | D | |
| Common StockF3 | Jun 5, 2026 | S | 5,000 | $58.3689 | D | 162,876 | D | |
| Common StockF4 | Jun 8, 2026 | S | 10,000 | $58.9002 | D | 152,876 | D | |
| Common Stock | holding | — | — | — | 114,410 | I | By ESOP | |
| Common Stock | holding | — | — | — | 300,000 | I | YFO Investments, spouse is a beneficiary | |
| Common StockF1 | holding | — | — | — | 371,399 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 1,582.906 shares acquired through dividend reinvestment year-to-date
- F2The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $58.01 to $58.34, inclusive. The reporting person undertakes to provide to Cathay General Bancorp ("Cathay"), any security holder of Cathay, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $58.36 to $58.43, inclusive. The reporting person undertakes to provide to Cathay General Bancorp ("Cathay"), any security holder of Cathay, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $58.78 to $59.06, inclusive. The reporting person undertakes to provide to Cathay General Bancorp ("Cathay"), any security holder of Cathay, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.