SEC Form 5 · accession 0001437749-19-002514
CATHAY GENERAL BANCORP · CATY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jane H Jelenko
Director
Period of report
Dec 31, 2018
Accepted (ET)
Feb 13, 2019 · 8:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861842
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 0 | D | ||
| Common StockF2 | holding | — | — | — | 0 | I | Jelenko-Norris Intervivos Trust | |
| Common StockF3 | holding | — | — | — | 8,843 | I | Jelenko-Norris Marital Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On June 6, 2018, 1,606 shares of common stock of Cathay General Bancorp were transferred to the Jelenko-Norris Intervivos Trust as indirect ownership, without the payment of any consideration.
- F2On November 8, 2018, 8,843 shares of common stock of Cathay General Bancorp were transferred to the Jelenko-Norris Marital Trust as indirect ownership, without the payment of any consideration.
- F3On November 8, 2018, the Jelenko-Norris Marital Trust received 8,843 shares of common stock of Cathay General Bancorp from the Jelenko-Norris Intervivos Trust, without the payment of any consideration.