SEC Form 5 · accession 0001437749-19-002512
CATHAY GENERAL BANCORP · CATY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Felix S Fernandez
Director
Period of report
Dec 31, 2018
Accepted (ET)
Feb 13, 2019 · 8:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861842
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 0 | D | ||
| Common StockF2 | holding | — | — | — | 7,791 | I | Felix & Katherine Fernandez Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On May 30, 2018, 1,606 shares of common stock of Cathay General Bancorp were transferred to the Felix and Katherine Fernandez Trust as indirect ownership, without the payment of any consideration.
- F2On May 30, 2018, the Felix and Katherine Fernandez Trust received 1,606 shares of common stock of Cathay General Bancorp from Felix S. Fernandez, without the payment of any consideration.