SEC Form 5 · accession 0001437749-19-002510

CATHAY GENERAL BANCORP · CATY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Vice Chairman · Director

Period of report

Dec 31, 2018

Accepted (ET)

Feb 13, 2019 · 8:09 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000861842

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Mar 12, 2018	J	1,576	$43.52	A	293,078	I	By spouse
Common Stock	Jun 11, 2018	J	1,595	$43.245	A	293,078	I	By spouse
Common Stock	Sep 14, 2018	J	1,637	$42.36	A	293,078	I	By spouse
Common Stock	Dec 13, 2018	J	2,471	$36.455	A	293,078	I	By spouse
Common Stock	Mar 15, 2018	J	545	$544.526	A	99,122	I	By ESOP
Common Stock	Jun 13, 2018	J	547	$42.5213	A	99,122	I	By ESOP
Common Stock	Sep 19, 2018	J	559	$42.1077	A	99,122	I	By ESOP
Common Stock	Dec 14, 2018	J	857	$35.543	A	99,122	I	By ESOP
Common Stock	holding	—	—		—	300,000	I	YFO Investments, spouse is a beneficiary
Common Stock	holding	—	—		—	268,006	D

No Table II lines on this filing.