SEC Form 5 · accession 0001437749-19-002507

CATHAY GENERAL BANCORP · CATY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SEVP, Chief Admin Officer

Period of report

Dec 31, 2018

Accepted (ET)

Feb 13, 2019 · 8:03 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000861842

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Mar 12, 2018	J	32	$43.52	A	40,262	D
Common Stock	Jun 11, 2018	J	32	$43.245	A	40,262	D
Common Stock	Sep 14, 2018	J	33	$42.36	A	40,262	D
Common Stock	Dec 13, 2018	J	49	$36.455	A	40,262	D
Common Stock	Mar 15, 2018	J	103	$42.7505	A	18,690	I	By ESOP
Common Stock	Jun 13, 2018	J	103	$42.5213	A	18,690	I	By ESOP
Common Stock	Sep 19, 2018	J	105	$42.1077	A	18,690	I	By ESOP
Common Stock	Dec 14, 2018	J	162	$35.543	A	18,690	I	By ESOP

No Table II lines on this filing.