SEC Form 5 · accession 0001437749-19-002505
CATHAY GENERAL BANCORP · CATY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pin Tai
Officer — CEO & President
Period of report
Dec 31, 2018
Accepted (ET)
Feb 13, 2019 · 7:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861842
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 15, 2018 | J | 5 | $42.7505 | A | 886 | I | By ESOP |
| Common Stock | Jun 13, 2018 | J | 5 | $42.5213 | A | 886 | I | By ESOP |
| Common Stock | Sep 19, 2018 | J | 5 | $42.1077 | A | 886 | I | By ESOP |
| Common Stock | Dec 14, 2018 | J | 8 | $35.543 | A | 886 | I | By ESOP |
| Common Stock | holding | — | — | — | 40,984 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1ESOP DR earnings allocation.