SEC Form 4 · accession 0001437749-18-022557
CATHAY GENERAL BANCORP · CATY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kelly L Chan
Director
Period of report
Dec 20, 2018
Accepted (ET)
Dec 26, 2018 · 6:09 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861842
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 21, 2018 | J | 200,000 | $0.00 | D | 0 | I | Trustee - WHFC Grandchildren's Sprinkling Trust |
| Common StockF1 | Dec 20, 2018 | J | 19,578 | $0.00 | A | 33,368 | I | Trustee - Daryl Michael Chan Living Trust |
| Common StockF3 | Dec 21, 2018 | J | 25,000 | $0.00 | A | 58,368 | I | Trustee - Daryl Michael Chan Living Trust |
| Common Stock | holding | — | — | — | 10,557 | I | By spouse | |
| Common Stock | holding | — | — | — | 69,579 | I | Kelly & Barbara Chan Living Trust | |
| Common Stock | holding | — | — | — | 30,596 | I | Partner - Chansons Properties | |
| Common Stock | holding | — | — | — | 86,830 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On December 20, 2018, the Daryl Michael Chan Living Trust received a distribution of 19,578 shares of common stock of Cathay General Bancorp, without the payment of any consideration, from another trust as a beneficiary of that trust.
- F2On December 21, 2018, 200,000 shares of common stock of Cathay General Bancorp were distributed by the WHFC Granchildren's Sprinkling Trust, for no consideration, to its beneficiaries and the trust was terminated.
- F3On December 21, 2018, the Daryl Michael Chan Living Trust received a distribution of 25,000 shares of common stock of Cathay General Bancorp, without the payment of any consideration, from the WHFC Grandchildren's Sprinkling Trust as a beneficiary of that trust.