SEC Form 4 · accession 0001437749-18-021769
CATHAY GENERAL BANCORP · CATY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dunson K Cheng
Officer — Executive Chairman · Director
Period of report
Dec 5, 2018
Accepted (ET)
Dec 7, 2018 · 7:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861842
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 5, 2018 | G | 10,000 | $0.00 | D | 435,577 | I | Husband & Wife Trust |
| Common Stock | holding | — | — | — | 182,452 | I | Nonmarital Share Trust | |
| Common Stock | holding | — | — | — | 102,904 | I | By ESOP | |
| Common Stock | holding | — | — | — | 30,828 | D |
Table II — derivative securities
No Table II lines on this filing.