SEC Form 4 · accession 0001437749-18-017178
CATHAY GENERAL BANCORP · CATY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kelly L Chan
Director
Period of report
Sep 14, 2018
Accepted (ET)
Sep 18, 2018 · 7:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861842
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 14, 2018 | G | 1,950 | $0.00 | D | 86,830 | D | |
| Common Stock | holding | — | — | — | 10,557 | I | By spouse | |
| Common StockF1 | holding | — | — | — | 69,579 | I | Kelly & Barbara Chan Living Trust | |
| Common Stock | holding | — | — | — | 30,096 | I | Partner - Chansons Properties | |
| Common Stock | holding | — | — | — | 200,000 | I | Trustee - WHFC Grandchildren's Sprinkling Trust | |
| Common Stock | holding | — | — | — | 13,790 | I | Trustee - Daryl Michael Chan Living Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F11,606 shares were transferred from direct ownership to the Kelly & Barbara Chan Living Trust as indirect ownership on 5/14/18.