SEC Form 4 · accession 0001437749-18-015985
CATHAY GENERAL BANCORP · CATY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony M Tang
Officer — Vice Chairman · Director
Period of report
Aug 17, 2018
Accepted (ET)
Aug 21, 2018 · 7:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861842
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 17, 2018 | S | 9,781 | $42.50 | D | 268,225 | D | |
| Common Stock | Aug 20, 2018 | S | 219 | $42.50 | D | 268,006 | D | |
| Common StockF1 | holding | — | — | — | 288,970 | I | By spouse | |
| Common StockF2 | holding | — | — | — | 97,707 | I | By ESOP | |
| Common Stock | holding | — | — | — | 300,000 | I | YFO Investments, spouse is a beneficiary |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 3,170.965 shares acquired through dividend reinvestment year-to-date
- F2Includes 1,091.179 shares acquired through dividend reinvestment year-to-date