SEC Form 4 · accession 0001437749-18-014615
CATHAY GENERAL BANCORP · CATY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony M Tang
Officer — Vice Chairman · Director
Period of report
Aug 2, 2018
Accepted (ET)
Aug 6, 2018 · 6:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861842
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 2, 2018 | S | 12,289 | $42.5008 | D | 290,717 | D | |
| Common Stock | Aug 3, 2018 | S | 1,201 | $42.50 | D | 289,516 | D | |
| Common StockF1 | holding | — | — | — | 288,970 | I | By spouse | |
| Common StockF2 | holding | — | — | — | 97,707 | I | By ESOP | |
| Common Stock | holding | — | — | — | 300,000 | I | YFO Investments, spouse is a beneficiary |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 3,170.965 shares acquired through dividend reinvestment year-to-date
- F2Includes 1,091.179 shares acquired through dividend reinvestment year-to-date