SEC Form 4 · accession 0001437749-18-009073
CATHAY GENERAL BANCORP · CATY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dunson K Cheng
Officer — Executive Chairman · Director
Period of report
May 4, 2018
Accepted (ET)
May 8, 2018 · 7:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861842
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 4, 2018 | S | 10,000 | $41.1151 | D | 75,161 | D | |
| Common Stock | May 7, 2018 | S | 13,333 | $41.256 | D | 61,828 | D | |
| Common Stock | holding | — | — | — | 445,577 | I | Husband & Wife Trust | |
| Common Stock | holding | — | — | — | 182,452 | I | Nonmarital Share Trust | |
| Common Stock | holding | — | — | — | 102,904 | I | By ESOP |
Table II — derivative securities
No Table II lines on this filing.