SEC Form 4 · accession 0001437749-18-007456
CATHAY GENERAL BANCORP · CATY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony M Tang
Officer — Vice Chairman · Director
Period of report
Apr 19, 2018
Accepted (ET)
Apr 23, 2018 · 2:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861842
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 19, 2018 | A | 1,606 | $0.00 | A | 303,006 | D | |
| Common StockF2 | holding | — | — | — | 287,375 | I | By spouse | |
| Common StockF3 | holding | — | — | — | 97,160 | I | By ESOP | |
| Common Stock | holding | — | — | — | 300,000 | I | YFO Investments, spouse is a beneficiary |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of fully vested common stock of CATY.
- F2Includes 1,576.098 shares acquired through dividend reinvestment year-to-date
- F3Includes 544.526 shares acquired through dividend reinvestment year-to-date