SEC Form 5 · accession 0001437749-18-001519
CATHAY GENERAL BANCORP · CATY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pin Tai
Officer — CEO & President
Period of report
Dec 31, 2017
Accepted (ET)
Feb 1, 2018 · 8:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861842
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 14, 2017 | J | 5 | $39.044 | A | 863 | I | By ESOP |
| Common Stock | Jun 15, 2017 | J | 5 | $38.588 | A | 863 | I | By ESOP |
| Common Stock | Sep 15, 2017 | J | 5 | $36.4816 | A | 863 | I | By ESOP |
| Common Stock | Dec 15, 2017 | J | 5 | $42.6611 | A | 863 | I | By ESOP |
| Common Stock | holding | — | — | — | 26,741 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1ESOP DR earnings allocation.