SEC Form 5 · accession 0001437749-18-001516
CATHAY GENERAL BANCORP · CATY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Irwin Wong
Officer — SEVP, Chief Operating Officer
Period of report
Dec 31, 2017
Accepted (ET)
Feb 1, 2018 · 8:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861842
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 10, 2017 | J | 30 | $38.52 | A | 36,330 | D | |
| Common Stock | Jun 12, 2017 | J | 30 | $39.145 | A | 36,330 | D | |
| Common Stock | Sep 11, 2017 | J | 33 | $35.4663 | A | 36,330 | D | |
| Common Stock | Dec 11, 2017 | J | 32 | $42.725 | A | 36,330 | D | |
| Common Stock | Mar 14, 2017 | J | 96 | $39.044 | A | 18,217 | I | By ESOP |
| Common Stock | Jun 15, 2017 | J | 97 | $38.588 | A | 18,217 | I | By ESOP |
| Common Stock | Sep 15, 2017 | J | 104 | $36.4816 | A | 18,217 | I | By ESOP |
| Common Stock | Dec 15, 2017 | J | 102 | $42.6611 | A | 18,217 | I | By ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Dividend Reinvestment.
- F2ESOP DR earnings allocation.