SEC Form 5 · accession 0001437749-18-001514

CATHAY GENERAL BANCORP · CATY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Vice Chairman · Director

Period of report

Dec 31, 2017

Accepted (ET)

Feb 1, 2018 · 8:34 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000861842

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Mar 14, 2017	J	507	$39.044	A	96,616	I	By ESOP
Common Stock	Mar 10, 2017	J	1,524	$38.52	A	585,799	I	By spouse
Common Stock	Jun 12, 2017	J	1,508	$39.145	A	585,799	I	By spouse
Common Stock	Sep 11, 2017	J	1,673	$35.4663	A	585,799	I	By spouse
Common Stock	Dec 11, 2017	J	1,596	$42.725	A	585,799	I	By spouse
Common Stock	Jun 15, 2017	J	516	$38.588	A	96,616	I	By ESOP
Common Stock	Sep 15, 2017	J	549	$36.4816	A	96,616	I	By ESOP
Common Stock	Dec 15, 2017	J	540	$42.6611	A	96,616	I	By ESOP
Common Stock	holding	—	—		—	301,400	D

No Table II lines on this filing.