SEC Form 4 · accession 0001437749-18-001006
CATHAY GENERAL BANCORP · CATY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Ting Y Liu
Director
Period of report
Jan 22, 2018
Accepted (ET)
Jan 23, 2018 · 9:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861842
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 22, 2018 | M | 3,500 | $0.00 | A | 20,449 | D | |
| Common Stock | holding | — | — | — | 353,664 | I | Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $23.37 | Jan 22, 2018 | M | 3,500 | D | Feb 21, 2009 | Feb 21, 2018 | Common Stock | 3,500 | 0 | D |
Explanation of responses
- F1The option is fully exercisable.