SEC Form 4 · accession 0001437749-18-000949
CATHAY GENERAL BANCORP · CATY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph C H Poon
Director
Period of report
Jan 19, 2018
Accepted (ET)
Jan 22, 2018 · 9:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861842
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 19, 2018 | M | 3,500 | $23.37 | A | 11,685 | D | |
| Common Stock | holding | — | — | — | 46,440 | I | Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $23.37 | Jan 19, 2018 | M | 3,500 | D | Feb 21, 2009 | Feb 21, 2018 | Common Stock | 3,500 | 0 | D |
Explanation of responses
- F1The option is fully exercisable.