SEC Form 4 · accession 0001437749-17-019697
CATHAY GENERAL BANCORP · CATY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Irwin Wong
Officer — SEVP, Chief Operating Officer
Period of report
Nov 20, 2017
Accepted (ET)
Nov 21, 2017 · 7:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861842
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 20, 2017 | S | 6,059 | $42.00 | D | 39,889 | D | |
| Common StockF2 | holding | — | — | — | 18,115 | I | By ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 94.033 shares acquired through dividend reinvestment year-to-date
- F2Includes 296.411 shares acquired through dividend reinvestment year-to-date