SEC Form 4 · accession 0001437749-17-019693
CATHAY GENERAL BANCORP · CATY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Wu
Officer — Vice Chairman · Director
Period of report
Nov 20, 2017
Accepted (ET)
Nov 21, 2017 · 6:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861842
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 20, 2017 | G | 5,000 | $0.00 | D | 767,799 | I | By PACJU LLC |
| Common StockF1 | holding | — | — | — | 12,976 | D | ||
| Common StockF1 | holding | — | — | — | 57,589 | I | Wu Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F11,400 shares were transferred from direct ownership to Family Trust as indirect ownership on 6/12/17.