SEC Form 4 · accession 0001437749-17-017650
CATHAY GENERAL BANCORP · CATY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kelly L Chan
Director
Period of report
Oct 24, 2017
Accepted (ET)
Oct 26, 2017 · 2:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861842
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 24, 2017 | W | 757 | $0.00 | A | 10,557 | I | By spouse |
| Common StockF1 | holding | — | — | — | 89,680 | D | ||
| Common StockF1 | holding | — | — | — | 64,473 | I | Living Trust | |
| Common Stock | holding | — | — | — | 30,096 | I | Partner - Chansons Properties | |
| Common Stock | holding | — | — | — | 200,000 | I | Trustee - WHFC Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F11,400 shares were transferred to Living Trust as indirect ownership on 5/22/17.