SEC Form 4 · accession 0001437749-17-011073
CATHAY GENERAL BANCORP · CATY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony M Tang
Officer — Vice Chairman · Director
Period of report
Jun 8, 2017
Accepted (ET)
Jun 9, 2017 · 2:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861842
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 8, 2017 | S | 50,000 | $38.0096 | D | 300,000 | I | YFO Investments, spouse is a beneficiary |
| Common Stock | holding | — | — | — | 301,400 | D | ||
| Common StockF1 | holding | — | — | — | 281,022 | I | By spouse | |
| Common StockF2 | holding | — | — | — | 95,010 | I | By ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 1,523.75 shares acquired through dividend reinvestment year-to-date
- F2Includes 507.17 shares acquired through dividend reinvestment year-to-date