SEC Form 4 · accession 0001437749-17-006682
CATHAY GENERAL BANCORP · CATY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kelly L Chan
Director
Period of report
Apr 13, 2017
Accepted (ET)
Apr 17, 2017 · 6:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861842
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 13, 2017 | A | 1,400 | $0.00 | A | 91,080 | D | |
| Common Stock | holding | — | — | — | 9,800 | I | By spouse | |
| Common Stock | holding | — | — | — | 63,073 | I | Living Trust | |
| Common Stock | holding | — | — | — | 30,096 | I | Partner - Chansons Properties | |
| Common Stock | holding | — | — | — | 200,000 | I | Trustee - WHFC Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of fully vested common stock of CATY.