SEC Form 4 · accession 0001437749-17-006680
CATHAY GENERAL BANCORP · CATY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas C T Chiu
Director
Period of report
Apr 13, 2017
Accepted (ET)
Apr 17, 2017 · 6:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861842
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 13, 2017 | A | 1,400 | $0.00 | A | 6,520 | D | |
| Common StockF2 | holding | — | — | — | 209,746 | I | Family Trust | |
| Common Stock | holding | — | — | — | 69,732 | I | Pension Fund |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of fully vested common stock of CATY.
- F21,782 shares were transferred to Living Trust as indirect ownership on 4/1/16.