SEC Form 4 · accession 0001437749-17-006672
CATHAY GENERAL BANCORP · CATY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony M Tang
Officer — Vice Chairman · Director
Period of report
Apr 13, 2017
Accepted (ET)
Apr 17, 2017 · 6:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861842
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 13, 2017 | A | 1,400 | $0.00 | A | 301,400 | D | |
| Common StockF2 | holding | — | — | — | 281,022 | I | By spouse | |
| Common StockF3 | holding | — | — | — | 95,010 | I | By ESOP | |
| Common Stock | holding | — | — | — | 350,000 | I | YFO Investments, spouse is a beneficiary |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of fully vested common stock of CATY.
- F2Includes 1,523.75 shares acquired through dividend reinvestment year-to-date
- F3Includes 507.17 shares acquired through dividend reinvestment year-to-date