SEC Form 4 · accession 0001437749-17-006671
CATHAY GENERAL BANCORP · CATY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Wu
Officer — Vice Chairman · Director
Period of report
Apr 13, 2017
Accepted (ET)
Apr 17, 2017 · 6:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861842
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 13, 2017 | A | 1,400 | $0.00 | A | 14,376 | D | |
| Common Stock | holding | — | — | — | 772,799 | I | By PACJU LLC | |
| Common StockF2 | holding | — | — | — | 56,189 | I | Wu Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of fully vested common stock of CATY.
- F225,995 shares were transferred from direct ownership to Family Trust as indirect ownership on 3/9/17.