SEC Form 4/A · accession 0001437749-17-003807
CATHAY GENERAL BANCORP · CATY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Kim R Bingham
Officer — EVP - Chief Risk Officer
Period of report
Feb 27, 2017
Accepted (ET)
Mar 3, 2017 · 6:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861842
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 27, 2017 | S | 10,000 | $39.50 | D | 19,811 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction price was misquoted as $39.05 in the previous Form 4/A filed on 2/28/17.