SEC Form 4 · accession 0001437749-17-003806
CATHAY GENERAL BANCORP · CATY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dunson K Cheng
Officer — Executive Chairman · Director
Period of report
Mar 1, 2017
Accepted (ET)
Mar 3, 2017 · 6:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861842
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2017 | S | 40,000 | $40.6465 | D | 233,563 | D | |
| Common Stock | Mar 2, 2017 | S | 1,417 | $40.0792 | D | 232,146 | D | |
| Common Stock | Mar 3, 2017 | S | 20,000 | $39.4963 | D | 212,146 | D | |
| Common Stock | holding | — | — | — | 445,577 | I | Husband & Wife Trust | |
| Common Stock | holding | — | — | — | 182,452 | I | Nonmarital Share Trust | |
| Common Stock | holding | — | — | — | 102,904 | I | B ESOP |
Table II — derivative securities
No Table II lines on this filing.