SEC Form 4 · accession 0001437749-17-002802
CATHAY GENERAL BANCORP · CATY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ting Y Liu
Director
Period of report
Feb 16, 2017
Accepted (ET)
Feb 17, 2017 · 7:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861842
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 16, 2017 | S | 13,000 | $39.04 | D | 353,664 | I | Family Trust |
| Common Stock | holding | — | — | — | 15,549 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The amount of securities beneficially owned by the Reporting Person reflects the disposition of 13,000 shares on February 16, 2017 in exchange for interests in a limited partnership fund. The total outstanding also reflects the sale by the Reporting Person of 5,000 Cathay General Bancorp shares for $27.00 per share on November 26, 2013, which the Reporting Person had inadvertently failed to report previously.