SEC Form 4 · accession 0001437749-17-002513
CATHAY GENERAL BANCORP · CATY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony M Tang
Officer — Vice Chairman · Director
Period of report
Feb 10, 2017
Accepted (ET)
Feb 14, 2017 · 7:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861842
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 10, 2017 | S | 10,000 | $38.25 | D | 340,000 | D | |
| Common StockF1 | Feb 13, 2017 | S | 25,000 | $38.6317 | D | 315,000 | D | |
| Common StockF1 | Feb 14, 2017 | S | 15,000 | $38.8968 | D | 300,000 | D | |
| Common Stock | holding | — | — | — | 279,498 | I | By spouse | |
| Common Stock | holding | — | — | — | 94,503 | I | By ESOP | |
| Common Stock | holding | — | — | — | 350,000 | I | YFO Investments, spouse is a beneficiary |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold as filed under Form 144 on November 22, 2016.