SEC Form 4 · accession 0001437749-17-002298
CATHAY GENERAL BANCORP · CATY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael M Y Chang
Director
Period of report
Feb 10, 2017
Accepted (ET)
Feb 13, 2017 · 6:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861842
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 10, 2017 | M | 3,500 | $23.37 | A | 27,827 | D | |
| Common Stock | holding | — | — | — | 208,812 | I | Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $23.37 | Feb 10, 2017 | M | 3,500 | D | Feb 21, 2009 | Feb 21, 2018 | Common Stock | 3,500 | 0 | D |
Explanation of responses
- F1The option is fully exercisable.