SEC Form 5 · accession 0001437749-17-002055
CATHAY GENERAL BANCORP · CATY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pin Tai
Officer — CEO & President
Period of report
Dec 31, 2016
Accepted (ET)
Feb 9, 2017 · 5:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861842
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 31, 2016 | J | 19 | $38.03 | A | 845 | I | By ESOP |
| Common Stock | holding | — | — | — | 1,902 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1ESOP DR earnings allocation.