SEC Form 5 · accession 0001437749-17-002054

CATHAY GENERAL BANCORP · CATY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Vice Chairman · Director

Period of report

Dec 31, 2016

Accepted (ET)

Feb 9, 2017 · 5:38 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000861842

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Dec 31, 2016	J	2,252	$38.03	A	92,658	I	By ESOP
Common Stock	Mar 11, 2016	J	1,726	$28.465	A	629,498	I	By spouse
Common Stock	Jun 13, 2016	J	1,678	$29.46	A	629,498	I	By spouse
Common Stock	Sep 12, 2016	J	1,597	$31.155	A	629,498	I	By spouse
Common Stock	Dec 12, 2016	J	1,550	$37.66	A	629,498	I	By spouse
Common Stock	holding	—	—		—	350,000	D

No Table II lines on this filing.