SEC Form 5 · accession 0001437749-17-002053

CATHAY GENERAL BANCORP · CATY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SEVP, Chief Operating Officer

Period of report

Dec 31, 2016

Accepted (ET)

Feb 9, 2017 · 5:37 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000861842

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Mar 11, 2016	J	35	$28.465	A	29,795	D
Common Stock	Jun 13, 2016	J	34	$29.46	A	29,795	D
Common Stock	Sep 12, 2016	J	32	$31.155	A	29,795	D
Common Stock	Dec 12, 2016	J	31	$37.66	A	29,795	D
Common Stock	Dec 31, 2016	J	423	$38.03	A	17,819	I	By ESOP

No Table II lines on this filing.