SEC Form 5 · accession 0001437749-17-002052
CATHAY GENERAL BANCORP · CATY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Heng W Chen
Officer — EVP/CFO
Period of report
Dec 31, 2016
Accepted (ET)
Feb 9, 2017 · 5:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861842
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 11, 2016 | J | 65 | $28.465 | A | 61,940 | D | |
| Common Stock | Jun 13, 2016 | J | 63 | $29.46 | A | 61,940 | D | |
| Common Stock | Sep 12, 2016 | J | 60 | $31.155 | A | 61,940 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Dividend Reinvestment.