SEC Form 4 · accession 0001437749-16-043984
CATHAY GENERAL BANCORP · CATY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kelly L Chan
Director
Period of report
Dec 29, 2016
Accepted (ET)
Dec 30, 2016 · 4:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861842
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 29, 2016 | G | 300 | $0.00 | D | 89,680 | D | |
| Common Stock | holding | — | — | — | 9,800 | I | By spouse | |
| Common StockF1 | holding | — | — | — | 63,073 | I | Living Trust | |
| Common StockF2 | holding | — | — | — | 0 | I | As custodian for son | |
| Common Stock | holding | — | — | — | 30,096 | I | Partner - Chansons Properties | |
| Common Stock | holding | — | — | — | 200,000 | I | Trustee - WHFC Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F11,782 shares were transferred to Living Trust on 5/12/16 as indirect ownership.
- F2The reporting person is no longer the beneficial owner of the 13,390 shares since the son had reached the age of legal majority.