SEC Form 4 · accession 0001437749-16-043055
CATHAY GENERAL BANCORP · CATY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony M Tang
Officer — Vice Chairman · Director
Period of report
Dec 5, 2016
Accepted (ET)
Dec 7, 2016 · 7:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861842
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 5, 2016 | S | 32,340 | $36.0275 | D | 350,000 | D | |
| Common StockF1 | holding | — | — | — | 277,948 | I | By spouse | |
| Common StockF2 | holding | — | — | — | 92,840 | I | By ESOP | |
| Common Stock | holding | — | — | — | 350,000 | I | YFO Investments, spouse is a beneficiary |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 5000.89 shares acquired through dividend reinvestment year-to-date
- F2Includes 588.47 shares acquired through dividend reinvestment year-to-date.