SEC Form 4 · accession 0001437749-16-028140
CATHAY GENERAL BANCORP · CATY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony M Tang
Officer — Vice Chairman · Director
Period of report
Mar 17, 2016
Accepted (ET)
Mar 21, 2016 · 6:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861842
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 17, 2016 | A | 1,782 | $0.00 | A | 382,340 | D | |
| Common StockF2 | holding | — | — | — | 274,674 | I | By spouse | |
| Common Stock | holding | — | — | — | 350,000 | I | YFO Investments, spouse is a beneficiary | |
| Common Stock | holding | — | — | — | 92,251 | I | By ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of fully vested common stock of CATY.
- F2Includes 1,725.99 shares acquired through dividend reinvestment year-to-date