SEC Form 4 · accession 0001437749-16-027285
CATHAY GENERAL BANCORP · CATY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony M Tang
Officer — Vice Chairman · Director
Period of report
Mar 9, 2016
Accepted (ET)
Mar 10, 2016 · 3:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861842
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 9, 2016 | S | 50,000 | $27.7868 | D | 350,000 | I | YFO Investments, spouse is beneficiary |
| Common Stock | holding | — | — | — | 380,558 | D | ||
| Common Stock | holding | — | — | — | 92,251 | I | By ESOP | |
| Common Stock | holding | — | — | — | 272,948 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.