SEC Form 4 · accession 0001437749-16-026998
CATHAY GENERAL BANCORP · CATY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kelly L Chan
Director
Period of report
Mar 4, 2016
Accepted (ET)
Mar 7, 2016 · 5:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861842
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 4, 2016 | P | 2,000 | $8.73 | A | 30,096 | I | Partner - Chansons Properties |
| Common StockF1 | holding | — | — | — | 89,980 | D | ||
| Common Stock | holding | — | — | — | 9,800 | I | By spouse | |
| Common StockF1 | holding | — | — | — | 61,291 | I | Living Trust | |
| Common Stock | holding | — | — | — | 13,390 | I | As custodian for son | |
| Common Stock | holding | — | — | — | 200,000 | I | Trustee - WHFC Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F11,634 shares was transferred to Living Trust on 5/8/15 as indirect ownership.