SEC Form 5 · accession 0001437749-16-025266
CATHAY GENERAL BANCORP · CATY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Heng W Chen
Officer — EVP/CFO
Period of report
Dec 31, 2015
Accepted (ET)
Feb 12, 2016 · 1:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861842
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 12, 2015 | J | 41 | $24.8004 | A | 60,891 | D | |
| Common Stock | Jun 12, 2015 | J | 48 | $29.5761 | A | 60,891 | D | |
| Common Stock | Sep 11, 2015 | J | 48 | $29.915 | A | 60,891 | D | |
| Common Stock | Dec 14, 2015 | J | 60 | $30.86 | A | 60,891 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Dividend Reinvestment.