SEC Form 5 · accession 0001437749-16-025262

CATHAY GENERAL BANCORP · CATY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Vice Chairman · Director

Period of report

Dec 31, 2015

Accepted (ET)

Feb 12, 2016 · 1:36 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000861842

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Dec 31, 2015	J	1,846	$31.33	A	92,251	I	By ESOP
Common Stock	Mar 12, 2016	J	1,080	$24.8004	A	772,948	I	By spouse
Common Stock	Jun 12, 2015	J	1,273	$29.5761	A	772,948	I	By spouse
Common Stock	Sep 11, 2015	J	1,264	$29.915	A	772,948	I	By spouse
Common Stock	Dec 14, 2015	J	1,583	$30.86	A	772,948	I	By spouse
Common Stock	holding	—	—		—	380,558	D

No Table II lines on this filing.