SEC Form 4 · accession 0001437749-15-021607
CATHAY GENERAL BANCORP · CATY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Wu
Officer — Vice Chairman · Director
Period of report
Nov 30, 2015
Accepted (ET)
Dec 1, 2015 · 1:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861842
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 30, 2015 | G | 5,000 | $0.00 | D | 852,799 | I | By PACJU LLC |
| Common Stock | holding | — | — | — | 28,412 | I | Wu Family Trust | |
| Common Stock | holding | — | — | — | 12,976 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1A Delaware limited liability company of which the Wu Family Trust serves as Manager and hold a 51.5% interest, with the reporting person and his spouse each holding a 5% ownership interest in PACJU in their own names. The balance of the interests in PACJU will be held by the reporting person's adult children, none of whom shares a household with the reporting person. The reporting person disclaims beneficial ownership of CATY Stock held by PACJU except the extent of his pecuniary interest therein.