SEC Form 4 · accession 0001437749-15-019125
CATHAY GENERAL BANCORP · CATY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony M Tang
Officer — Vice Chairman · Director
Period of report
Oct 28, 2015
Accepted (ET)
Oct 29, 2015 · 7:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861842
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 28, 2015 | S | 129,688 | $31.5622 | D | 500,000 | I | YFO Investments, spouse is beneficiary |
| Common Stock | holding | — | — | — | 380,558 | D | ||
| Common Stock | holding | — | — | — | 90,406 | I | By ESOP | |
| Common StockF1 | holding | — | — | — | 270,101 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 2,352.13 shares acquired through dividend reinvestment year-to-date.