SEC Form 4 · accession 0001437749-15-011822
CATHAY GENERAL BANCORP · CATY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Irwin Wong
Officer — SEVP, Chief Operating Officer
Period of report
Jun 3, 2015
Accepted (ET)
Jun 4, 2015 · 5:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861842
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 3, 2015 | M | 20,000 | $23.37 | A | 31,121 | D | |
| Common StockF1 | Jun 3, 2015 | S | 20,000 | $31.00 | D | 29,121 | D | |
| Common Stock | holding | — | — | — | 17,036 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $23.37 | Jun 3, 2015 | M | 20,000 | D | Feb 21, 2009 | Feb 21, 2018 | Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1Includes 21.58 shares acquired through dividend reinvestment year-to-date.
- F2The option is fully exercisable.