SEC Form 4 · accession 0001437749-15-005805
CATHAY GENERAL BANCORP · CATY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony M Tang
Officer — Vice Chairman · Director
Period of report
Mar 19, 2015
Accepted (ET)
Mar 23, 2015 · 1:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000861842
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 19, 2015 | A | 1,634 | $0.00 | A | 380,558 | D | |
| Common StockF2 | holding | — | — | — | 1,147,437 | I | By spouse | |
| Common Stock | holding | — | — | — | 90,406 | I | By ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of fully vested common stock of CATY.
- F2Includes 120.50 shares acquired through dividend reinvestment year-to-date